Quick Contact

Phone: +1 (858) 551-4015 x 244
kbaez@rbgadvisors.com

Kathy Baez

Relationship Manager

Kathy began her career in the financial services industry in 1995 with Ford Financial Group/WS Griffith Securities in East Hanover, NJ.  In 2004, Kathy moved to San Diego CA and worked as a consultant for WS Griffith Securities, Inc. prior to joining the team of David Utter and Sean Ciemiewicz.  At RBG, Kathy’s wealth of knowledge in helping clients navigate through different clearing platforms such as UBS, National Financial Services, First Clearing Corporation, Pershing, Charles Schwab and LPL Financial is a valuable asset to the group.  She is meticulous in her work and has a strong sense of ethical responsibility in providing the highest level of service to clients and her fellow co-workers.  She enjoys working directly with clients both on a professional and a personal level.

Interest

Outside of work, Kathy enjoys traveling, photography and spending time with her husband Arturo and their four Boston Terriers, Rocky, Charlie, Reina, & Zoe.  She volunteers with her therapy dogs at various assisted living retirement homes and schools throughout San Diego.

Education

  • Kathy is FINRA registered with Triad Adviors and holds: General Securities License 7, Uniform Securities State Law License 63, Uniform Investment Advisor License 65 as well as her California Insurance License.
  • Kathy is also a California Notary Public.
  • CA Insurance Lic. #0F79880

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